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Scott L Marker

Vanguard Advisers, Inc.

Charlotte, NC

CRD 5187684

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-10-07
NC RA APPROVED 2021-07-19
TX RA APPROVED 2021-07-19
  • SC RA
    APPROVED
    Since 2022-10-07
  • NC RA
    APPROVED
    Since 2021-07-19
  • TX RA
    APPROVED
    Since 2021-07-19

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 07/2006 Present
Asset Finders Charlotte NC 06/2008 Present
Gold Hill Middle School Fort Mill SC 11/2022 Present
  • 07/2006 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 06/2008 → Present
    Asset Finders
    Charlotte, NC
  • 11/2022 → Present
    Gold Hill Middle School
    Fort Mill, SC
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: GOLD HILL MIDDLE SCHOOL NON-INVESTMENT RELATED: ADDRESS: FORT MILL, SC NATURE OF BUSINESS: SPORTS COACHING POSITION: BASKETBALL COACH START DATE: 11/2022 APPROX. HOURS/MONTH: 40 HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: Running practices in partnership with the 8th grade coach and coaching district games against local middle school teams

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-09-22
  • S63 Uniform Securities Agent State Law Examination
    2006-09-22
Designations
  • Certified Financial Planner

View on SEC IAPD

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