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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-10-07 |
| NC | RA | APPROVED | 2021-07-19 |
| TX | RA | APPROVED | 2021-07-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 07/2006 | Present |
| Asset Finders | Charlotte | NC | 06/2008 | Present |
| Gold Hill Middle School | Fort Mill | SC | 11/2022 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: GOLD HILL MIDDLE SCHOOL NON-INVESTMENT RELATED: ADDRESS: FORT MILL, SC NATURE OF BUSINESS: SPORTS COACHING POSITION: BASKETBALL COACH START DATE: 11/2022 APPROX. HOURS/MONTH: 40 HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: Running practices in partnership with the 8th grade coach and coaching district games against local middle school teams
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-09-22 |
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