Robert J Adler

Employer firm

Imperity Wealth Alliance LLC CRD 339113

$140M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1973 → 08/2019
  New York State Park & Rec Comm
  Wantagh, NY
• 09/1989 → 05/2023
  Principal Life Insurance Company
  Melville, NY
• 03/2016 → 05/2023
  Principal Securities Inc
  Melville, NY
• 05/2023 → Present
  Commonwealth Financial Network
  Waltham, MA
• 05/2021 → Present
  Imperity Advisors, Llc
  Melville, NY
• 03/2026 → Present
  Imperity Wealth Alliance Llc
  Melville, NY

Previous Registrations

• 2021-06-30 → 2023-05-11
  Principal Securities, Inc.
  Woodbury, NY
  Babylon, NY
  Farmingdale, NY
  Brooklyn, NY
  Melville, NY

Other Businesses

1.Fixed insurance sales; as of 5/05/2023; 10% of time spent during business hours; Conducted at branch location; Investment related. 2. Ski Instructor, Windham Mountain Resort; Located at 19 Resort Dr., Windham, NY 12496; as of 11/01/2023; 0% of time spent during business hours; Not conducted at branch location; Not investment related. 3. Co-Owner, Imperity Advisors, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 05/10/2023; 90% of time spent during business hours; Conducted at branch; Investment related. 4. Referrals to Imperity Tax; tax preparation services; as of 1/30/2024; Less than 5% of time spent during business hours; Conducted at branch; Not investment related. 5. Owner, Robert J Adler CLU, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 06/28/2024; 80% time spent during business hours; Conducted at branch; Investment related. 6. Co-owner, Imperity Tax Planning, LLC dba Imperity Tax; tax preparation, consulting and planning services; as of 7/01/2025; Less than 5% of time spent during business hours; Conducted at branch location; Not investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-12-19

Other Names

• Bob Adler
• Robert J Adler
• Robert J Adler
• Robert J. Adler