Walter Ray Lasley

Current Employers

Adaptfirst Investments Llc

Kernersville, NC • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-05-19

NC RA
APPROVED

Since 2024-05-19

Branch Locations

Kernersville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	Kernersville	NC	01/1995	01/2023
Neidiger, Tucker, Bruner, Inc	Kernersville	NC	01/2012	01/2023
Momentun Independent Network	Dallas	TX	01/2023	05/2024
Adaptfirst Investments Llc	Greensboro	NC	05/2024	Present

01/1995 → 01/2023

Linsco/Private Ledger Corp.

Kernersville, NC
01/2012 → 01/2023

Neidiger, Tucker, Bruner, Inc

Kernersville, NC
01/2023 → 05/2024

Momentun Independent Network

Dallas, TX
05/2024 → Present

Adaptfirst Investments Llc

Greensboro, NC

Previous Registrations

2023-01-03 → 2024-05-15

Momentum Independent Network Inc.

Kernersville, NC

Dallas, TX
2012-02-07 → 2022-12-31

Ntb Financial Corporation

Highlands Ranch, CO

Walkertown, NC

Highlands Ranch, CO
2009-01-26 → 2012-01-06

Lpl Financial Llc

Kernersville, NC

Other Businesses

1.Unit 207 Water's Edge Resort; Non-investment related; Garden City, SC; Resort residence unit for rental; Owner; Started January 2998; 4 hrs/week; 2 hrs/week during business hours; Administration and ownership of resort residence that generates rental income.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-01-23
S63	Uniform Securities Agent State Law Examination	1982-07-27

S66 Uniform Combined State Law Examination

2009-01-23
S63 Uniform Securities Agent State Law Examination

1982-07-27

View on SEC IAPD