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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Heartland Capital Inc | Lake St Louis | MO | 04/2014 | 09/2017 |
| Investment Planners Inc | Quincy | IL | 09/2017 | Present |
| Ipi Wealth Management, Inc. | Quincy | IL | 09/2017 | Present |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 01/2020 | Present |
| Cambridge Investment Research | Fairfield | IA | 01/2020 | Present |
1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 01/24/20 2) FAUST FINANCIAL & TAX ADVISORY, 636 HAMPSHIRE SUITE, QUINCY, IL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,01/24/20, INV REL, OWNER, 5/WK- 5/TRADING 3) FAUST FINANCIAL & TAX ADVISORY, 636 HAMPSHIRE, STE 205, QUINCY, IL, CPA/ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, OWNER, 01/24/20, NIR, 400/YR- 100/TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-22 |
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