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1820 Lancaster St, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thornhill Securities, Inc. | Austin | TX | 01/2009 | 02/2019 |
| Private Client Services | Bridgeport | TX | 03/2019 | 08/2020 |
| Lombard Securities Incorporated | Baltimore | MD | 09/2020 | Present |
| Lombard Advisers Incorporated | Baltimore | MD | 09/2020 | Present |
1)TRUE APPALOOSAS. 1195 CR 1560, CHICO, TX 76431. RAISE AND TRAIN HORSES. OWNER, TRAINER, LABORER. 60 HOURS/MO; 0 DURING TRADING HOURS. 2) Author - articles related to hunting and fishing for outdoor magazine(s). Compensation is less than $1,000 per year. 3) Trustee of the Paul M. Yaniga Memorial Irrevocable Trust.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-12 |
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