Randolph Harvey Ziffren

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1991 → Present
  Raymond James Financial Services, Inc.
  Peoria Heights, IL
• 03/1991 → Present
  Raymond James Financial Services Advisors, Inc
  Peoria Heights, IL
• 03/2018 → Present
  Elevon Wealth Management
  Bonita Springs, FL

Other Businesses

(1) Name of Business: Elevon Wealth Management Address: 26468 Doverstone Street, Bonita Springs, FL, 34135, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 03/26/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Supporting the services provided to my clients that were transitioned to Elevon as part of a succession agreement.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-10
• S63 Uniform Securities Agent State Law Examination
  1983-04-13

Other Names

• Randy Ziffren