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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-04-26 |
| KS | RA | APPROVED | 2024-03-04 |
| AZ | RA | APPROVED | 2024-01-10 |
| MO | RA | APPROVED | 2023-10-11 |
| WA | RA | APPROVED | 2023-08-10 |
| NE | RA | APPROVED | 2023-08-04 |
| IN | RA | APPROVED | 2022-07-15 |
| OH | RA | APPROVED | 2021-07-27 |
| NV | RA | APPROVED | 2020-07-15 |
| CA | RA | APPROVED | 2019-07-18 |
| IL | RA | APPROVED | 2019-03-19 |
| GA | RA | APPROVED | 2019-03-11 |
| NJ | RA | APPROVED | 2018-05-18 |
| NC | RA | APPROVED | 2017-09-18 |
| TX | RA | APPROVED_RES | 2017-05-23 |
| PA | RA | APPROVED | 2016-11-14 |
| KY | RA | APPROVED | 2015-01-06 |
| MS | RA | APPROVED | 2013-01-25 |
| FL | RA | APPROVED | 2001-04-30 |
Branch Locations
400 International Pkwy Suite 100, Lake Mary, FL 32746 • United States
Ormond Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Orlando | FL | 07/2008 | 06/2019 |
| Park Avenue Securities Llc | Orlando | FL | 07/2008 | 06/2019 |
| Guardian Life Insurance | Lake Mary | FL | 07/2019 | Present |
| Park Avenue Securities | Lake Mary | FL | 07/2019 | Present |
| Guardian Life Insurance | Ormond Beach | FL | 06/2024 | Present |
| Park Avenue Securities | Ormond Beach | FL | 06/2024 | Present |
1. Rutledge Advisory Group, Inc-a name I use for marketing purposes. Start: 07/01/2014, Address: 400 International Pkwy., Suite 100, Lake Mary, FL 32746, 1 bus hrs per month, Investment related, 2) Outside Insurance sales with Approved companies, Start: 09/08/2022, Address: 400 International Pkwy., Suite 100, Lake Mary, FL 32746, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-30 |
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