Michael Lane Rosenberg

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2004 → Present
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Livingston, NJ

Previous Registrations

• 2002-07-29 → 2004-03-11
  Cetera Wealth Services, Llc
  Edison, NJ

Other Businesses

(1) 2/18/2010: DIVERSIFIED INVESTMENT STRATEGIES; At reported business location(s); DBA for LPL Business (entity for LPL business). (2) 2/18/2010: No business name; At reported business location(s); Non-Variable Insurance; SELLING LIFE AND HEALTH INSURANCE.; TIME SPENT 10%. (3) 09/13/2024 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/12/2024 - 15 Hours Per Month/ 2 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-07-15