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Leroy William Davis

Commonwealth Financial Network

Hopkinton, NH

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2020-08-12
  • NH RA
    APPROVED
    Since 2020-08-12

Branch Locations

39 Briar Hill Road, Hopkinton, NH 03229 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 08/2020 Present
Commonwealth Financial Network Waltham MA 01/2001 07/2020
Self Employed Manchester NH 10/1978 07/2020
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-03-07
  • S63 Uniform Securities Agent State Law Examination
    1983-03-07
Designations
Other Names
  • Bill Davis

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · CONTOOCOOK, NH
PARK AVENUE SECURITIES LLC · BOW, NH
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · CONCORD, NH
AMERIPRISE FINANCIAL SERVICES, LLC · Concord, NH
CAPITOL WEALTH MANAGEMENT · CONCORD, NH
ALTUS INVESTMENT GROUP · CONCORD, NH
LPL FINANCIAL LLC · CONCORD, NH
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