Patrick Raymond Calkins

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-21
TX	RA	APPROVED_RES	2016-08-11
IL	RA	APPROVED	2002-07-02

NY RA
APPROVED

Since 2021-06-21
TX RA
APPROVED_RES

Since 2016-08-11
IL RA
APPROVED

Since 2002-07-02

Branch Locations

Two Mid America Plaza Suite 500 South, Oakbrook Terrace, IL 60181-4715 • United States

Glen Ellyn, IL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Oakbrook Terrace	IL	03/2008	Present
City National Bank	Oakbrook Terrace	IL	06/2018	01/2025

03/2008 → Present

Rbc Capital Markets, Llc

Oakbrook Terrace, IL
06/2018 → 01/2025

City National Bank

Oakbrook Terrace, IL

Other Businesses

1) Name: Rental Property Address: 27641 Hacienda East Blvd E Unit 324A Bonita Springs, Fl. 34165 Business Description: Town House in Bonita Springs that I am now renting on a monthly basis. Business is not investment related Projected Start Date: 10/01/20 Capacity: Owner - Active Duties Performed: This is a second home that I am starting to rent out to friends, hence the extra income. I will be performing the duties that involve owning a second home. Paying the monthly bills, fixing things that may break & all the other general things that go with owning a home. Devoted to this OBA per Month: 2 Hours Hours Devoted to this OBA during business hours: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-06-27
S63	Uniform Securities Agent State Law Examination	1989-08-17

S65 Uniform Investment Adviser Law Examination

2002-06-27
S63 Uniform Securities Agent State Law Examination

1989-08-17

View on SEC IAPD