Edward Rod Klesack

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2020-07-06
FL	RA	APPROVED	2011-01-04
OH	RA	APPROVED	2004-11-04

PA RA
APPROVED

Since 2020-07-06
FL RA
APPROVED

Since 2011-01-04
OH RA
APPROVED

Since 2004-11-04

Branch Locations

Ashland, OH • United States

Youngstown, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Centaurus Financial, Inc.	Orange	CA	09/2004	Present

09/2004 → Present

Centaurus Financial, Inc.

Orange, CA

Previous Registrations

2003-01-23 → 2004-08-23

Equitable Advisors, Llc

Perrysville, OH

Other Businesses

THE ESTATE PLANNING TEAM, NON-INVESTMENT RELATED, 58 W. 3RD ST., SUITE B, MANSFIELD, OH 44902, TRUST MARKETING AND REFERRAL, MEMBER, SINCE 4/15/2016, DEVOTED TIME IS 10 HRS A MONTH. DBA KLESACK FINANCIAL SERVICES, LLC, NON-INVESTMENT RELATED, 1221 TRIMBLE RD., SO., BLDG. A-3, MANSFIELD, OH 44907, SELL INDIVIDUAL AND GROUP HEALTH INSURANCE, AGENT/ MEMBER, SINCE 1/1/2012, DEVOTED TIME IS 160 HRS A MONTH, TAX AND ACCOUNTING PURPOSES. AGENT, UNITED HEALTHCARE, 9200 WORTHINGTON ROAD, WESTERVILLE, OHIO 43082. NON INVESTMENT RELATED SINCE 01/1985 AND I SPEND APPROX. ONE HOUR PER MONTH ON THIS ACTIVITY. SALES AND SERVICE OF INDIVIDUAL & GROUP HEALTH INSURANCE. RELIANCE STANDARD INS. CO. POSITION: Agent NATURE: Group Life, Short Term DI, Long term DI. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/18/2024 ADDRESS: Ashland OH 44805, United States DESCRIPTION: Write case directly with Reliance Standard. This is the only group Life, DI case and do not intend to prospect in this segment of the market. The time commitment for this case is estimated to be 2 hours per month. The case will be with Ken Herbert Plumbing, LLC, which I have two life cases pending currently, and will be quoting a Long term DI policy on the owner after the first of the year, starting 2025.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-08

S65 Uniform Investment Adviser Law Examination

1999-06-08

View on SEC IAPD