Steven Ray Wisdom

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1989 → Present
  Commonwealth Financial Network
  Waltham, MA
• 12/2000 → Present
  Swisdom Financial
  Dallas, TX

Other Businesses

1. FIXED INSURANCE SALES, CONDUCTED AT BRANCH, INVESTMENT RELATED. 2. NOTARY PUBLIC, CONDUCED AT BRANCH, NOT INVESTMENT RELATED.

Exams

• S63 Uniform Securities Agent State Law Examination
  1982-06-15

Designations

• Certified Financial Planner