Karen Kwiatkowski

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1982 → 07/2021
  Waddell & Reed, Inc.
  Oak Brook, IL
• 06/1981 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Village Of Lakewood, IL
• 06/1980 → 07/2021
  Karen Kwiatkowski
  Village Of Lakewood, IL
• 07/2021 → Present
  Lpl Financial Llc
  Village Of Lakewood, IL

Previous Registrations

• 1998-10-22 → 2021-07-21
  Waddell & Reed
  Oakbrook, IL
  Savage, MN
  Village Of Lakewood, IL

Other Businesses

1) 1982 - Karen Kwiatkowski / Tax Prep/Accounting/CPA / Investment Related / 6HR/MO / 9711 South Muirfield, Village of Lakewood

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-18
• S63 Uniform Securities Agent State Law Examination
  1991-09-16

Designations

• Certified Financial Planner

Other Names

• Karen Kwiatkowski
• Karen Griffith