Brian Earl Smith

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2006 → 08/2020
  Ameriprise Financial Services, Inc.
  Blacksburg, VA
• 06/2022 → 08/2022
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 08/2020 → 06/2022
  Wythe County Public Schools
  Wytheville, VA
• 07/2006 → 08/2020
  Smith & Associates
  Blacksburg, VA
• 08/2022 → Present
  The Vanguard Group, Inc.
  Charlotte, NC

Previous Registrations

• 2006-10-16 → 2020-09-08
  Ameriprise Financial Services, Llc
  Daleville, VA
  Blacksburg, VA
  Roanoke, VA
  Blacksburg, VA

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: Rental Property INVESTMENT RELATED ADDRESS (City/State): Blacksburg, VA NATURE OF BUSINESS: Rental Property POSITION: Landlord/Owner START DATE (Month/Year): 06/2006 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Owner NAME OF BUSINESS: Rental Property INVESTMENT RELATED ADDRESS (City/State): Blacksburg, VA NATURE OF BUSINESS: Rental Property POSITION: Landlord/Owner START DATE (Month/Year): 06/2006 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Owner

Exams

• S66 Uniform Combined State Law Examination
  2006-10-13

Other Names

• Brian Earl Smith
• Brian Smith