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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2018-01-31 |
Branch Locations
7007 College Blvd Ste 270, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Overland Park | KS | 11/2009 | Present |
| Personal Financial Group | Overland Park | KS | 11/2009 | 12/2018 |
1. 11/17/2009: RABIN FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - PRESIDENT - 10% OF TIME - CORPORATION - CONDUIT FOR INOME AND EXPENSES FOR INVESTEMENT ADVISORY BUSINESS. 2. 8/15/2013: PERSONAL FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - S CORP.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1982-08-27 |
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