Alan George Thomas

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2007-02-13

TX RA
APPROVED

Since 2007-02-13

Branch Locations

962 West Van Alstyne Pkwy, Van Alstyne, TX 75495-1155 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward D. Jones & Co., L.P.	Flower Mound	TX	06/1998	Present

06/1998 → Present

Edward D. Jones & Co., L.P.

Flower Mound, TX

Other Businesses

ALAN THOMAS Type of business: CATTLE HONEY GROVE, TX Start date: 10/1/2012 OWNER Hours per week: 2 Hours during trading: 0 PUT OUT HAY IN THE WINTER AFTER HOURS AND WEEKENDS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-06
S63	Uniform Securities Agent State Law Examination	1998-09-03

S66 Uniform Combined State Law Examination

2007-02-06
S63 Uniform Securities Agent State Law Examination

1998-09-03

View on SEC IAPD