Richard Dick Cheow Eng

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	1993-02-11
TX	RA	APPROVED_RES	1993-02-01

CT RA
APPROVED

Since 1993-02-11
TX RA
APPROVED_RES

Since 1993-02-01

Branch Locations

Wallingford, CT • United States

1 Century Tower 265 Church Street Suite 1102, New Haven, CT 06510 • United States

1 Century Tower 265 Church St 6Th Floor, Newhaven, CT 06510 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	New Haven	CT	06/2006	Present

06/2006 → Present

Ubs Financial Services Inc.

New Haven, CT

Other Businesses

UNIVERSITY OF NEW HAVEN / 300 BOSTON POST RD WEST HAVEN,CT 06516 / NO/ NON PROFIT / USD / NO / NO / / 9/1/2015 / 2) GRAND CANYON UNIVERSITY / 3300 W. CAMELBACK RD PHOENIX,AZ 85017 / NO/ PRIVATELY HELD / USD / NO / NO / / 8/19/15 /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-10-12
S63	Uniform Securities Agent State Law Examination	1986-10-14

S65 Uniform Investment Adviser Law Examination

1995-10-12
S63 Uniform Securities Agent State Law Examination

1986-10-14