Stephen Charles Ciofalo

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SD	RA	APPROVED	2021-07-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Waddell & Reed, Inc.	Sioux Falls	SD	05/1982	07/2021
Various Insurance Carriers For W & R Insurance Agencies	Sioux Falls	SD	12/2000	07/2021
Boutique Jillian	Sioux Falls	SD	06/2001	05/2019
Gatewood Apts Iii Llc/Ernst Capital Mgmt	Sioux Falls	SD	12/2008	07/2021
Dakotabilities	Sioux Falls	SD	09/2009	08/2017
Personal Retirement Home	Sun Lakes	AZ	01/2018	07/2021
Southeastern Behavorial	Sioux Falls	SD	09/2014	07/2021
Lpl Financial Llc	Sioux Falls	SD	07/2021	Present

05/1982 → 07/2021

Waddell & Reed, Inc.

Sioux Falls, SD
12/2000 → 07/2021

Various Insurance Carriers For W & R Insurance Agencies

Sioux Falls, SD
06/2001 → 05/2019

Boutique Jillian

Sioux Falls, SD
12/2008 → 07/2021

Gatewood Apts Iii Llc/Ernst Capital Mgmt

Sioux Falls, SD
09/2009 → 08/2017

Dakotabilities

Sioux Falls, SD
01/2018 → 07/2021

Personal Retirement Home

Sun Lakes, AZ
09/2014 → 07/2021

Southeastern Behavorial

Sioux Falls, SD
07/2021 → Present

Lpl Financial Llc

Sioux Falls, SD

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-05-09
S63	Uniform Securities Agent State Law Examination	1984-01-20

Other Firms