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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-12
CA RA APPROVED 2017-03-22
ID RA APPROVED 2002-03-28
  • TX RA
    APPROVED_RES
    Since 2018-09-12
  • CA RA
    APPROVED
    Since 2017-03-22
  • ID RA
    APPROVED
    Since 2002-03-28

Branch Locations

1812 N Lakewood Drive Suite 200, Coeur D'ALene, ID 83814 • United States

Rancho Mirage, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Coeur D'ALene ID 04/1982 Present
Previous Registrations
Other Businesses

1) MOUNTAIN WEST SAVINGS BANK-DIRECTOR; 2) B&DO LLC RENTAL PROPERTY - CO-OWNER; 3) LETS SAVE AMERICA, CORP. PRESIDENT; 4) LETS SAVE AMERICA FOUNDATION, DIRECTOR; 5) MUNNY JOURNEY, LLC; NON-INVESTMENT RELATED; P.O. BOX 2869, COEUR D'ALENE, ID 83816; PRODUCE AND SELL BABY JOURNAL - RETAIL AND WEBSITE EDUCATION; POSITION - MEMBER; START DATE - 05/11/2006; 10 HRS./MO.; 0 HOURS DURING TRADING; DUTIES INCLUDE MARKETING. 6) NORTH IDAHO COLLEGE FOUNDATION; NON-INVESTMENT RELATED; COEUR D'ALENE, ID 83835; FOUNDATION; CHAIRMAN OF THE FINANCE COMMITTEE; STARTING 1/1/1990; 2 HR/MO AND DURING SECURITIES TRADING HOURS; RESPONSIBLE FOR COMPLIANCE OF THE IPS. 7) THUNDER BIRD COUNTRY CLUB; NON-INVESTMENT RELATED; RANCHO MIRAGE, CA; NON-PROFIT; BOARD OF DIRECTORS; START 3/4/25; 5 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS. 8) AESOP; INVESTMENT RELATED; COEUR D'ALENE, ID; CORPORATION; BOARD MEMBER; START 8/1/22; 2 HR/MO DURING SECURITIES TRADING HOURS. 9) HIGH PERFORMING GRANDPARENTS BOOK; NON-INVESTMENT RELATED; HAYDEN, ID; LLC; CO-AUTHOR; START 3/9/26; 16-20 HR/MO DURING SECURITIES TRADING HOURS; CONTENT CREATOR/PROMOTER. 10) HIGH PERFORMING GRANDPARENTS, LLC; NON-INVESTMENT RELATED; HAYDEN, ID; MANAGING MEMBER OF THE LLC; START 5/13/26; 30 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; DEVELOP AND PUBLISH CONTENT FOCUSED ON FAMILY LEADERSHIP AND PERSONAL DEVELOPMENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-04
S63 Uniform Securities Agent State Law Examination 1982-08-07
  • S65 Uniform Investment Adviser Law Examination
    1994-06-04
  • S63 Uniform Securities Agent State Law Examination
    1982-08-07
Other Names
  • Bradley Edward Dugdale
  • Brad Dugdale

View on SEC IAPD

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