Annette I Seaberg

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1980 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 06/2011 → Present
  Bank Of America Na
  Chicago, IL

Other Businesses

1)FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT NAME OF OUTSIDE BUSINESS ORGANIZATION: ULLA & BERTIL BRUNK FAMILY FOUNDATION INVESTMENT RELATED: (YES OR NO) YES ADDRESS OF BUSINESS: W3885 CREEK LANE, LAKE GENEVA, WISCONSIN 53147 NATURE OF BUSINESS: CHARITABLE ORGANIZATION YOUR POSITION, TITLE, ASSOCIATION: DIRECTOR START DATE OF RELATIONSHIP: 07/02/2012 NUMBER OF HOURS DEVOTED PER MONTH: 12 ANNUALLY NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 YOUR DUTIES: GRANTS TO EDUCATION, SWEDISH-AMERICAN CULTURE, THE ARTS, ORGANIZATIONS THAT SUPPORT CHILDREN AND MEDICAL RESEARCH. MY ROLE WILL BE TO HELP CREATE AN INVESTMENT POLICY AND GUIDE THE OVERALL MISSION OF THE FOUNDATION.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-25
• S63 Uniform Securities Agent State Law Examination
  1988-12-19