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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2006-01-05 |
Branch Locations
1080 Morrison Dr Ste 210, Charleston, SC 29403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 04/1984 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 08/1984 | 07/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2015 | Present |
| Northwestern Mutual Investment Services, Llc | King Of Prussia | PA | 01/2016 | 07/2023 |
| Northwestern Mutual Investment Services, Llc | Mt Pleasant | SC | 07/2023 | Present |
THE HASSAN GROUP LLC., INVESTMENT RELATED, OWNER. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. PHILADELPHIA COUNTRY CLUB; BUSINESS IS NON-INVESTMENT RELATED; 1601 SPRIL MILL RD, GLADWYNE, PA 19035; COUNTRY CLUB; MEMBER OF THE BOARD ALSO SERVES ON FINANCE, HR AND MEMBERSHIP DEVELOPMENT COMMITTEES; START DATE 2/1/2012; 5 HOURS PER MONTH DURING NON-TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-20 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-17 |
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