William David Sherlach

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 02/2021
  Morgan Stanley Smith Barney
  Fairfield, CT
• 01/2015 → 02/2021
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 02/2021 → Present
  Raymond James Financial Services, Inc.
  Sarasota, FL
• 02/2021 → Present
  Raymond James Financial Services Advisors, Inc.
  Sarasota, FL
• 01/2015 → 02/2021
  Morgan Stanley Private Bank, N.A
  New York, NY
• 02/2021 → 10/2022
  Boston Harbor Wealth Advisors
  Fairfield, CT

Previous Registrations

• 2009-06-01 → 2021-03-02
  Morgan Stanley
  Fairfield, CT
• 2008-11-14 → 2009-06-01
  Morgan Stanley & Co. Llc
  Fairfield, CT
• 1988-09-02 → 2008-11-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fairfield, CT
  Fairfield, CT

Other Businesses

(1)Name of Business: Dick Cuvelier Financial Services, Inc. Address: 401 W. Water St. Suite 1, Decorah, IA, 52101, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President, Officer - Treasurer Investment Related: No Start Date: 07/16/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor in Branch, work with clients to help them with their financial goals / situations.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-06-19
• S63 Uniform Securities Agent State Law Examination
  1985-11-07