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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2009-04-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Rochester | NY | 02/2009 | Present |
1) GILDA'S CLUB CANCER SUPPORT CENTER / ALEXANDER AVE ROCHESTER,NY 14607 / OTHER/ HEALTH CARE & PHARMACEUTICALS / SUPPORTING PEOPLE AFFECTED BY CANCER / MEMBER OF BOARD OF DIRECTORS / BOARD MEMBER / START DATE 03/05/2012. 2) Rental Property - Bristol View, Fairport, ny United States-14450, real estate property, it is a condo I rent out for income, Owner, collecting money, start date-5/12/2020. 3) Fish Creek Honeymoon LLC, Greg NYUnited States, Partnership, Real Estate, land ownership/logging, Partner, i invest mo0ney when it is deposited from logging operations, start date-9/7/2020
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-01 |
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