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Jeffrey David Worthington

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverhead, NY

Lewiston, ME

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
ME RA APPROVED 2021-01-05
CT RA APPROVED 2011-07-25
TX RA APPROVED_RES 2001-01-03
  • NY RA
    APPROVED
    Since 2021-04-19
  • ME RA
    APPROVED
    Since 2021-01-05
  • CT RA
    APPROVED
    Since 2011-07-25
  • TX RA
    APPROVED_RES
    Since 2001-01-03

Branch Locations

450 Old Country Rd, Riverhead, NY 11901 • United States

415 Lisbon St, Lewiston, ME 04243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Riverhead NY 08/1985 Present
Bank Of America, Na Riverhead NY 09/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-21
S63 Uniform Securities Agent State Law Examination 1984-03-28
  • S66 Uniform Combined State Law Examination
    2011-07-21
  • S63 Uniform Securities Agent State Law Examination
    1984-03-28
Other Names
  • Jeffrey Worthington

View on SEC IAPD

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Other Offices

MORGAN STANLEY · RIVERHEAD, NY
EAST END FINANCIAL GROUP, INC. · RIVERHEAD, NY
OSAIC WEALTH, INC. · RIVERHEAD, NY
J.P. MORGAN SECURITIES LLC · RIVERHEAD, NY
SPRUCE POINT CAPITAL MANAGEMENT, LLC · RIVERHEAD, NY
LPL FINANCIAL LLC · RIVERHEAD, NY
PECONIC ASSET PLANNING · RIVERHEAD, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERHEAD, NY

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