Best Investors
Account
Sign in
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-12 |
| CO | RA | APPROVED | 2025-11-17 |
Branch Locations
Scottsdale, AZ • United States
4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Lakewood | CO | 12/1988 | Present |
| Cetera Advisor Networks Llc | El Segundo | CT | 09/2013 | 04/2021 |
| Vantage Financial Group, Inc. | Englewood | CO | 08/2014 | 12/2016 |
| G&S Retirement Income Advisors Llc | Englewood | CO | 12/2017 | 08/2022 |
| Mariner Wealth Advisors | Scottsdale | AZ | 04/2021 | 08/2025 |
| Msec, Llc | Scottsdale | AZ | 04/2021 | 08/2025 |
| Ubs Financial Services Inc. | Denver | CO | 08/2025 | 08/2025 |
| Ubs Financial Services Inc. | Denver | CO | 11/2025 | Present |
INDEPENDENT INSURANCE AGENT, SCOTTSDALE, AZ; NOT INVESTMENT RELATED; LIFE/ACCIDENT/HEALT AGENT; START DATE 08/1982; 1HR/WKDY ONLY; Rock Golf 8,AZUnited States,OtherSecond home in AZ in an LLC,Real Estate,Own residence in AZ with a friend that is in an LLC,Partner,No dutiesStart date -7/3/2020 GUTZ MTN HAUS LLC; WINTER PARK, CO; INVESTMENT RELATED; OWNER/ 33% IN FAMILY HOME; START DATE: 06/2020 ; APX 1 HOUR PER MONTH, NONE DURING TRADING HOURS B G Trust,Trust,AZUnited States,Writing Quarterly checks to US treasury for estimated taxes. Start date 1/1/1993
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-29 |
Reach out to this advisor