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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2023-10-20 |
| VA | RA | APPROVED | 2021-09-02 |
| PA | RA | APPROVED | 2021-08-12 |
| CT | RA | APPROVED | 2021-06-22 |
| NY | RA | APPROVED | 2021-04-16 |
| IL | RA | APPROVED | 2021-04-14 |
| CA | RA | APPROVED | 2021-03-09 |
| MD | RA | APPROVED | 2020-10-08 |
| RI | RA | APPROVED | 2019-03-01 |
| NC | RA | APPROVED | 2019-02-07 |
| TX | RA | APPROVED_RES | 2016-08-04 |
| MA | RA | APPROVED | 2014-08-06 |
| OR | RA | APPROVED | 2006-11-20 |
| NM | RA | APPROVED | 2003-11-13 |
| FL | RA | APPROVED | 2003-01-21 |
| NJ | RA | APPROVED | 2003-01-15 |
Branch Locations
52 Forest Ave, Paramus, NJ 07652 • United States
34 Red Creek Circle, Hampton Bays, NY 11946 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Connecticut General Life Ins Co | Syosset | NY | 10/1985 | Present |
| Guardian Life Insurance Company | New York | NY | 10/1989 | Present |
| Park Avenue Securities Llc | New York | NY | 05/1999 | Present |
1. 52 Forest Realty Associates LLC-LLC that owns commercial real estate that houses the main agency, Start: 12/08/2014, Address: 52 Forest Avenue Paramus NJ 07652, 0 hrs per month, Investment related, 2. INSURANCE OTHER THAN GUARDIAN-APPOINTED WITH OTHER CARRIERS FOR INSURANCE, Start: 12/08/2014, Address: 52 FOREST AVE PARAMUS, NJ 07652, 1 bus hr per month, Investment related, 3) Treasurer for Red Creek Association-Collecting dues via mobile deposit, Start: 07/17/2025, Address: 34 Red Creek Circle Hampton Bays, NY 19946, 1 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-07 |
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