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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-09-10 |
| NE | RA | APPROVED | 2014-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Omaha | NE | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Omaha | NE | 11/2016 | Present |
21ST ANNUAL HOLY SMOKES FUNDRAISER BENEFITING HEART MINISTRY CENTER; NOT INV RELATED;OMAHA,NE; ONE-DAY CHARITABLE FUNDRAISING EVENT; CHAIRPERSON; START DATE: 9/2/2026; 3 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-08 |
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