Peter Glenn Halliwell

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-08

NY RA
APPROVED

Since 2021-07-08

Branch Locations

Rockville Centre, NY • United States

95 Smithtown Blvd , Smithtown, NY 11787 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Sayville	NY	01/1987	09/2019
Raymond James Financial Services, Inc	Smithtown	NY	09/2019	Present
Peter Halliwell	Smtihtown	NY	01/2004	Present
Raymond James Financial Services Advisors, Inc.	Smithtown	NY	06/2021	Present

01/1987 → 09/2019

Ameriprise Financial Services, Inc.

Sayville, NY
09/2019 → Present

Raymond James Financial Services, Inc

Smithtown, NY
01/2004 → Present

Peter Halliwell

Smtihtown, NY
06/2021 → Present

Raymond James Financial Services Advisors, Inc.

Smithtown, NY

Other Businesses

(1)Name of Business: Hendel Wealth Management Group Address: 95 Smithtown Blvd, Smithtown, NY, 11787, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial advisor meeting with clients, providing advice

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-08-29

S63 Uniform Securities Agent State Law Examination

2000-08-29

Other Names

Pete Halliwell
Peter Glen Halliwell

View on SEC IAPD