Michael Robert Talley

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2005-04-08

FL RA
APPROVED

Since 2005-04-08

Branch Locations

Panama City Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	03/2005	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	03/2005	Present

03/2005 → Present

Cambridge Investment Research, Inc

Fairfield, IA
03/2005 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

1993-10-19 → 2005-01-11

Charles Schwab & Co., Inc.

FL

Other Businesses

1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING 04/08/2005

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1982-08-04

S63 Uniform Securities Agent State Law Examination

1982-08-04

Other Names

Mike Talley

View on SEC IAPD