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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2016-04-21
  • KS RA
    APPROVED
    Since 2016-04-21

Branch Locations

7824 Shady Bend Court, Shawnee, KS 66227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Sahwnee KS 04/2016 Present
Kestra Investment Services, Llc Shawnee KS 04/2001 Present
Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Liberty Financial Services Investment Related: Yes Address: 7824 Shady Bend Court Shawnee KS 66227 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Financial Advisor Start Date: 4/2/2001 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Financial advice

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-06-24
  • S63 Uniform Securities Agent State Law Examination
    1982-06-24

View on SEC IAPD

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