Donna Marie Rivera

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 04/2018 → 01/2024
  Axiom Advisors, Llc
  Bedford, NH
• 07/2000 → 11/2017
  Lincoln Financial Services
  Corcord, NH
• 07/2000 → 11/2017
  Lincoln Financial Securities Corportiaon
  Concord, NH

Previous Registrations

• 2018-04-11 → 2024-01-03
  Axiom Advisors, Llc
  Bedford, NH
• 2003-03-11 → 2017-12-04
  Osaic Fs, Inc.
  North Andover, MA
  Salem, NH
• 2000-01-01 → 2003-03-31
  Polaris Advisory Services Inc
  North Andover, MA

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 07/2012, AS ADVISORY REP OF A RIA. INV REL, 30/WK 30/TRADING 2) DONNA M RIVERA CFP CRC, SALEM NH, 11/2017, Agent, Insurance/Benefits/Human Resources, INV REL, 2 HR/MO 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-08
• S63 Uniform Securities Agent State Law Examination
  1982-06-01

Designations

• Certified Financial Planner