Richard Keeler Jones

Current Employers

Employment History

• 01/1990 → 05/2025
  Keller-Thomas, Inc.
  Orem, UT
• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → 01/2025
  Osaic Wealth, Inc.
  Orem, UT
• 01/2025 → Present
  Drive Wealth Management, Llc
  Lehi, UT

Previous Registrations

• 2005-02-15 → 2025-05-21
  Keeler Thomas Management Llc
  Orem, UT

Other Businesses

1) INDEPENDENT INSURANCE AGENT POSITION: AGENT, INVESTMENT RELATED: YES, NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 5 START DATE: 1/1/1987 ADDRESS: 3333 N. DIGITAL DR. STE 700, LEHI, UT 84043 DESCRIPTION: PROVIDING INSURANCE RECOMMENDATIONS FOR CLIENTS 2) CHIMEDES INSIGHTS & ANALYTICS POSITION: shareholder NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 07/20/2022 ADDRESS: 1327 So. 800 E., Orem UT 84097, United States DESCRIPTION: This activity is conducted primarily by another employee/partner in our business. My limited involvement would be in the area of discussing concepts and philosophy with this and other partners in our business and offering my opinion. 3) ARCHIMEDES ENTERPRISE SOLUTIONS POSITION: Indirect stockholder - Our core business, KTM, owns stock in AES and I own stock in KTM. NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/20/2022 ADDRESS: 1327 So. 800 E., Orem UT 84097, United States DESCRIPTION: I have very few duties associated with this activity since it is conducted primarily by another employee/partner in our business. There are occasional discussions related to this business activity that I participate in.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-24
• S63 Uniform Securities Agent State Law Examination
  1981-11-30