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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-17 |
| NJ | RA | APPROVED | 2021-07-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Saddlebrook | NJ | 10/2009 | 07/2021 |
| Ameriprise Financial Services, Inc. | Saddle Brook | NJ | 10/2009 | 07/2021 |
| Lpl Financial Llc | Township Of Washington | NJ | 07/2021 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 07/2021 | Present |
1. 7/27/2021 - RCB Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2/24/2021 - 200 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 8/4/2021 - Private Advisor Group - DBA: (Hybrid) RCB Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 2/24/2021 - 170 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group., an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 170 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 8/4/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 2/24/2021 - 170 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group., an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 170 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-08-07 |
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