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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-17
NJ RA APPROVED 2021-07-27
  • TX RA
    APPROVED_RES
    Since 2024-12-17
  • NJ RA
    APPROVED
    Since 2021-07-27

Branch Locations

Washington, NJ • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Saddlebrook NJ 10/2009 07/2021
Ameriprise Financial Services, Inc. Saddle Brook NJ 10/2009 07/2021
Lpl Financial Llc Township Of Washington NJ 07/2021 Present
Private Advisor Group, Llc Morristown NJ 07/2021 Present
  • 10/2009 → 07/2021
    Ameriprise Financial Services, Inc.
    Saddlebrook, NJ
  • 10/2009 → 07/2021
    Ameriprise Financial Services, Inc.
    Saddle Brook, NJ
  • 07/2021 → Present
    Lpl Financial Llc
    Township Of Washington, NJ
  • 07/2021 → Present
    Morristown, NJ
Previous Registrations
Other Businesses

1. 7/27/2021 - RCB Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2/24/2021 - 200 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 8/4/2021 - Private Advisor Group - DBA: (Hybrid) RCB Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 2/24/2021 - 170 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group., an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 170 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 8/4/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 2/24/2021 - 170 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group., an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 170 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-08-07
  • S63 Uniform Securities Agent State Law Examination
    1984-08-07
Other Names
  • Ray Bolleia
  • Raymond Carlo Bolleia
  • Carlo Raymond Bolleia
  • C Raymond Bolleia
  • Carlo R Bolleia

View on SEC IAPD

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