Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-12-22 |
| TX | RA | APPROVED_RES | 1983-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Orleans | LA | 03/1982 | Present |
| Bank Of America, Na | New Orleans | LA | 12/2009 | Present |
I*434309, Entity Type Entity Charitable, Name of OBA: Serra Club of New Orleans Address: New OrleansLouisiana70152 Investment Related: No Position, Title, Association: Officer Employee Start Date: 05/24/2018No Hours: 5 monthly No Hours during trading: 0 Duties: President of the organization for 1 yr. I'll preside over club meetings and board meetings and coordinate club activities. The entity supports catholic vocations in the Archdiocese of New Orleans. It provides services archdiocese religious.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1983-01-14 |
Reach out to this advisor