Best Investors Account Sign in

Thomas Maurice Connelly

Wells Fargo Advisors Financial Network, LLC

Needham, MA

Claim This Profile
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2019-03-21
  • RI RA
    APPROVED
    Since 2019-03-21

Branch Locations

197 First Avenue Suite 160, Needham, MA 02494 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Needham MA 12/2018 Present
Neds Point Capital, Llc Wellesley MA 05/2013 12/2018
Previous Registrations
  • 2009-02-05 → 2013-04-30
    Amundi Pioneer Institutional Asset Management, Inc.
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-18
S65 Uniform Investment Adviser Law Examination 2009-01-22
S63 Uniform Securities Agent State Law Examination 1982-08-03
  • S66 Uniform Combined State Law Examination
    2019-03-18
  • S65 Uniform Investment Adviser Law Examination
    2009-01-22
  • S63 Uniform Securities Agent State Law Examination
    1982-08-03
Other Names
  • Tad Connelly
  • Thomas Maurice Connelly
  • Thomas Maurice Connelly
  • Thomas Connelly

View on SEC IAPD

Other Firms

ARMSTRONG ADVISORY GROUP INC.
OSAIC WEALTH, INC.
GOODMAN ADVISORY GROUP, LLC
PARK AVENUE SECURITIES LLC
M HOLDINGS SECURITIES, INC.
INTEGRATED WEALTH CONCEPTS LLC
DARROW WEALTH MANAGEMENT
FREEMAN FINANCIAL LLC

Other Investors

MARC ALAN FANDETTI
BRENDAN KEVIN HAYES
SCOTT EVERETT WILSON
William Kurtz O'Connor
MICHELE CHRISTINE CROPLEY
Leonid Berline
Andrew Rudolph Haff
Michael Richard Bradley

Other Offices

ARMSTRONG ADVISORY GROUP INC. · NEEDHAM, MA
OSAIC WEALTH, INC. · NEEDHAM HEIGHTS, MA
GOODMAN ADVISORY GROUP, LLC · NEEDHAM, MA
PARK AVENUE SECURITIES LLC · NEEDHAM, MA
OSAIC WEALTH, INC. · NEEDHAM HEIGHTS, MA
M HOLDINGS SECURITIES, INC. · NEEDHAM, MA
INTEGRATED WEALTH CONCEPTS LLC · Needham, MA
DARROW WEALTH MANAGEMENT · NEEDHAM, MA

More in Needham, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor