Best Investors
Account
Sign in
One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-04-01 |
Branch Locations
410 Motor Parkway 2Nd Floor, Hauppauge, NY 11788 • United States
33 Main Street 3Rd Floor, West Sayville, NY 11796 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Ridge Securities Corp. | Melville | NY | 10/2003 | 02/2019 |
| Cogent (Real Wealth) | Melville | NY | 01/1992 | 03/2022 |
| Cetera Advisor Networks Llc | Melville | NY | 02/2019 | 03/2022 |
| National Life | Hauppauge | NY | 04/2022 | Present |
| Equity Services, Inc. | Montpelier | NY | 04/2022 | Present |
*JOHN C. DUNPHY PRIVATE FOUNDATION INC. NOT INV REL. 2014. PRIVATE FOUNDATION. PRESIDENT. DONATIONS TO 501C3 ORGANIZATIONS. DURING SOME TRADE HRS. *PROFESSIONAL PIANO PLAYER. 27 RICHMAR DR SAYVILLE NY. NOT INV REL. 20 YEARS +. PROFESSIONAL PIANO PLAYER. PLAY AT EVENTS. NOT DURING TRADE HRS. *POWER OF 3 PUBLISHING, INC. 27 RICHMAR DR SAYVILLE NY. NOT INV REL. OCT 2022. MUSIC PUBLISHING AND DISTRIBUTION. PRESIDENT. PROMOTING MUSICAL CONTENT TO CHURCHES AND CHURCH GROUPS. DURING SOME TRADE HRS. *KATCH. 850 VENETIAN BLVD, LINDENHURST NY. NOT INV REL. MARCH 2023. BOOKING MUSICAL ENTERTAINMENT. ENTERTAINMENT MANAGER. RESPONSIBLE FOR BOOKING BANDS TO PLAY DAILY STARTING MEMORIAL DAY THROUGH LABOR DAY. DURING SOME TRADE HRS. *SULLY'S WHARF. 400 BAYLAWN AVE, COPIAGUE, NY. NOT INV REL. MARCH 2023. BOOKING MUSICAL ENTERTAINMENT. ENTERTAINMENT MANAGER. RESPONSIBLE FOR BOOKING BANDS TO PLAY DAILY STARTING MEMORIAL DAY THROUGH LABOR DAY. DURING SOME TRADE HRS*ON THE ROAD WITH GOD,27 RICHMAR DRIVE, SAYVILLE, NY 11782,01/01/2026,ONGOING,MUSIC SITE,PRODUCING MUSIC & POSTING,NOT INV REL, NOT DURING TRD/HRS,OWNER/OPERATOR,5 HRS/WK,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-16 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-14 |
Reach out to this advisor