Mark Andrew Schindler

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → Present
  Gwn Securities Inc
  Palm Beach Gardens, FL
• 10/2014 → 10/2016
  College Planning
  Northridge, CA

Previous Registrations

• 2007-06-27 → 2014-02-19
  Planmember Securities Corporation
  Carpinteria, CA
  Northridge, CA
• 1997-12-22 → 2007-06-27
  Brookstreet Securities Corporation
  Northridge, CA

Other Businesses

RENTAL PROPERTY POSITION: OWNER NATURE: PASSIVE RENTAL INCOME. INVESTMENT RELATED: NO NUMBER OF HOURS: 8 INVESTMENT RELATED HOURS: 1 START DATE: 02/15/2015 ADDRESS: 16129 OCASO AVE., LA MIRADA CA 90638 DESCRIPTION: RECORD KEEPING, INITIALLY ADVERTISE AND SPEAK WITH POTENTIAL TENANTS, CONTACT PROFESSIONALSFOR FUTURE REPAIRS. PLANNING YOU CONTROL Is Investment Related, "Financial Services, Insurance", Financial Professional, 2014-02-12, 160 hours per month, 160 hours per month during trading hours, Commission Compensation, DBA related to Investment and Insurance Sales such as life, fixed and indexed annuities, long term care, and health. CAPSTONE HEALTH PLAN INVESTMENT RELATED: Is Not Investment Related NATURE: Present Self Insured Medical Reimbursement Plan (SIMRP) to business owners and benefit managers provided under the Affordable Care Act POSITION: Agent START DATE: 2024-02-19, HOURS PER MONTH: 10 hours per month, INVESTMENT RELATED HOURS: 4 hours per month during trading hours DESCRIPTION: "Contact and present to business owners and benefit managers the Self Insured Medical Reimbursement Plan (SIMRP) for Capstone Health and Wellness, the Plan Administrator, as provided for under I.R.C. 125,105,106, and 213(d). This gives employers the opportunity to realize tax savings, and for employees to have more dollars that they can use for additional health benefits."

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-02
• S63 Uniform Securities Agent State Law Examination
  1986-07-14

Designations

• Certified Financial Planner