Stephen Rustom Mazda

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2001 → 12/2022
  Cantella & Co., Inc.
  Doylestown, PA
• 11/2001 → Present
  Mazda Capital Management Llc
  Doylestown, PA
• 12/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2001 → 03/2023
  Cantella & Co., Inc.
  Fairfield, IA

Previous Registrations

• 2009-09-28 → 2023-04-03
  Cantella & Co., Inc.
  New Hope, PA
  Malden, MA
  Malden, MA
  Malden, MA
• 2006-02-13 → 2012-11-07
  Mazda Capital Management Llc
  New Hope, PA

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 12/2022, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-03-03

Other Names

• Stephen Rustom Mazda
• Steve Mazda