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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2019-02-26 |
| TX | RA | APPROVED | 2019-02-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Charlotte | NC | 12/2014 | 11/2016 |
| Wells Fargo Clearing Services | Charlotte | NC | 11/2016 | 01/2018 |
| Unemployed | Mount Pleasant | SC | 01/2018 | 03/2018 |
| Morgan Stanley | Charleston | SC | 03/2018 | 02/2019 |
| Wells Fargo Clearing Services, Llc | Charleston | SC | 02/2019 | Present |
TRUSTEE FOR MOTHER, INV RELATED, FAIRPORT, NY, START: 12/21/2021, 5 HRS/MONTH, 0 HRS DURING TRADING. EXECUTOR FOR FATHER'S ESTATE; INV. RELATED; VALLEY FORGE, PA; START DATE 12/2021; 5 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1982-05-28 |
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