James Allen Eller

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-02-03
TX	RA	APPROVED_RES	2011-05-31
IL	RA	APPROVED	2011-04-12

AZ RA
APPROVED

Since 2023-02-03
TX RA
APPROVED_RES

Since 2011-05-31
IL RA
APPROVED

Since 2011-04-12

Branch Locations

120 S Riverside Plaza Suite 700, Chicago, IL 60606 • United States

Antioch, IL • United States

Anthem, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Chicago	IL	04/2011	Present

04/2011 → Present

Raymond James & Associates, Inc.

Chicago, IL

Previous Registrations

2000-05-18 → 2011-12-31

Howe Barnes Capital Management, Inc.

Chicago, IL

Chicago, IL

Other Businesses

(1) Name of Business: 1820 Morse Anthem AZ Address: 41414 N Anthem Ridge Rd, Anthem, AZ, 85086, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/03/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Collect Rental income (2) Name of Business: 25920 Wilson Ave. Antioch, IL 60002 Address: 25934 W. Wilson Rd, Antioch, IL, 60002, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/01/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of rental property (3) Name of Business: 40106 N Lytham Way, Anthem AZ Address: 41414 N Anthem Ridge Rd, Anthem, AZ, 85086, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/02/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I collect rental income from this Property at: 40106 N Lytham Way, Anthem AZ 85086

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-20
S63	Uniform Securities Agent State Law Examination	1983-11-16

S65 Uniform Investment Adviser Law Examination

1999-05-20
S63 Uniform Securities Agent State Law Examination

1983-11-16

View on SEC IAPD