Paul Steinbiss

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2015-10-29

NJ RA
APPROVED

Since 2015-10-29

Branch Locations

7000 Lincoln Dr E Ste 301, Marlton, NJ 08053 • United States

Mt. Laurel, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc.	Marlton	NJ	10/2015	11/2016
Wells Fargo Clearing Services, Llc	Marlton	NJ	11/2016	Present

10/2015 → 11/2016

Wells Fargo Advisors Llc.

Marlton, NJ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Marlton, NJ

Previous Registrations

2009-01-02 → 2015-11-09

Stifel, Nicolaus & Company, Incorporated

Marlton, NJ
2005-10-14 → 2009-01-05

Janney Montgomery Scott Llc

Marlton, NJ

Marlton, NJ

Other Businesses

RENTAL PROPERTY, INV RELATED, PHILADELPHIA, PA, 100% OWNERSHIP, START 11/2015, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-01
S63	Uniform Securities Agent State Law Examination	1986-01-15

S66 Uniform Combined State Law Examination

2005-09-01
S63 Uniform Securities Agent State Law Examination

1986-01-15

View on SEC IAPD