Joseph Gustav Yurgec

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2022-07-15

AZ RA
APPROVED

Since 2022-07-15

Branch Locations

Tucson, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Yurgec Financial Services	Tucson	AZ	03/1985	Present
Npb Financial Group, Llc	Tucson	AZ	09/2013	Present
Independent Financial Group, Llc	Tucson	AZ	07/2022	Present

03/1985 → Present

Yurgec Financial Services

Tucson, AZ
09/2013 → Present

Npb Financial Group, Llc

Tucson, AZ
07/2022 → Present

Independent Financial Group, Llc

Tucson, AZ

Previous Registrations

2013-09-20 → 2022-07-15

Npb Financial Group, Llc

Tucson, AZ

Burbank, CA
2009-09-08 → 2013-09-30

Lpl Financial Llc

Tucson, AZ
2003-02-25 → 2009-10-13

Associated Planners Investment Advisory Inc

Tucson, AZ

Tucson, AZ
2003-02-25 → 2009-09-08

Associated Securities Corp.

Tucson, AZ

Other Businesses

(1) YURGEC FINANCIAL SERVICES POSITION: PRESIDENT NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/08/2010 ADDRESS: 10025 East El Poso Trail, Tucson AZ 85749, United States DESCRIPTION: DBA FOR MARKETING PURPOSES (2) JOSEPH G YURGEC INVESTMENT SERVICES, INC POSITION: PRESIDENT AND OWNER NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/12/2012 ADDRESS: 10025 East El Poso Trail, Tucson AZ 85749, United States DESCRIPTION: BUSINESS ENTITY FOR TAX PURPOSES. (3) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/22/2013 ADDRESS: 10025 East El Poso Trail, Tucson AZ 85749, United States DESCRIPTION: OUTSIDE INSURANCE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-09-28
S63	Uniform Securities Agent State Law Examination	1982-05-28

S65 Uniform Investment Adviser Law Examination

1998-09-28
S63 Uniform Securities Agent State Law Examination

1982-05-28

Designations

Chartered Financial Consultant

View on SEC IAPD