Michael Joseph Socci

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 06/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lincoln, RI
• 05/2021 → Present
  Charles Schwab & Co., Inc.
  Boston, MA
• 05/2021 → Present
  Charles Schwab Bank, Ssb
  Providence, RI
• 07/2020 → 04/2021
  Unemployed
  Cumberland, RI

Previous Registrations

• 2014-09-25 → 2020-06-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Riverside, RI
  Waltham, MA
  Lincoln, RI

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-09-24
• S66 Uniform Combined State Law Examination
  2000-06-12

Other Names

• Michael J Socci
• Mike Socci