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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2005-10-21
TX RA APPROVED 2005-10-21
  • NC RA
    APPROVED
    Since 2005-10-21
  • TX RA
    APPROVED
    Since 2005-10-21

Branch Locations

2635 Charles Blvd Ste A, Greenville, NC 27858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Greenville NC 09/2005 Present
Previous Registrations
Other Businesses

(1)Name of Business: BPS of Greenville LLC Address: 1305 Largo road, Greenville, NC, 27858, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 09/21/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am one of 3 partners in this LLC. We own a commercial real estate building in Greenville, NC which is primarily leased by Raymond James & Associates. We also lease approximately 1800 square feet to another tenant.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-15
S63 Uniform Securities Agent State Law Examination 1982-05-28
  • S66 Uniform Combined State Law Examination
    2003-12-15
  • S63 Uniform Securities Agent State Law Examination
    1982-05-28
Other Names
  • Wes Singleton

View on SEC IAPD

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