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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2012-07-17
  • MD RA
    APPROVED
    Since 2012-07-17

Branch Locations

110 N Washington Street Suite 406, Rockville, MD 20850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc Rockville MD 07/2012 Present
Raymond James Financial Services Advisors Inc. Rockville MD 07/2012 Present
Montgomery College Rockville MD 07/2015 12/2018
Previous Registrations
Other Businesses

(1)Name of Business: Address: 110 n washington st, Rockville, MD, 20850, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 10/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Insurance agent (2)Name of Business: Hausman CPAs, LLC Address: 110 N Washington Street, Rockville, MD, 20850, United States Activity Type: Accounting/CPA Position/Title: Partner Investment Related: No Start Date: 11/03/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: CPA tax and bookkeeping practice (3)Name of Business: Hausman CPAs, LLC Address: 110 N Washington St Ste 406, Rockville, MD, 20850, United States Activity Type: Accounting/CPA Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/24/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Tax Preparation and Accounting services (4)Name of Business: Robert S. Hausman, CPA llc Address: 110 N Washington St Ste 406, Rockville, MD, 20850, United States Activity Type: Accounting/CPA Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/01/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: just to report RJ commissions and insurance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-12-11
S63 Uniform Securities Agent State Law Examination 1983-07-20
  • S65 Uniform Investment Adviser Law Examination
    1991-12-11
  • S63 Uniform Securities Agent State Law Examination
    1983-07-20
Other Names
  • Rob Hausman

View on SEC IAPD

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