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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-03-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Bloomington | MN | 10/1979 | 03/2017 |
| Mml Investors Services, Llc | Apple Valley | MN | 03/2017 | Present |
| Mass Mutual Life Insurance Company | Apple Valley | MN | 07/2016 | Present |
Independent Insurance Agent Life/Accident/Health from business address 0 hours since 2/16 renewal commissions from MGIS Companies/Sun Life independent insurance agent - from business address - 1 sec hour 0 non sec hours - selling Property & Casualty - since 6/2016
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-02-13 |
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