John William Heavey

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-02-02
TX	RA	APPROVED_RES	2012-04-27
NJ	RA	APPROVED	2009-06-01

FL RA
APPROVED

Since 2017-02-02
TX RA
APPROVED_RES

Since 2012-04-27
NJ RA
APPROVED

Since 2009-06-01

Branch Locations

Naples, FL • United States

20 Linden Place, Red Bank, NJ 07701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Red Bank	NJ	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present
Morgan Stanley	Naples	FL	01/2014	10/2016

06/2009 → Present

Morgan Stanley

Red Bank, NJ
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY
01/2014 → 10/2016

Morgan Stanley

Naples, FL

Previous Registrations

2005-06-24 → 2009-06-01

Citigroup Global Markets Inc.

Red Bank, NJ

Red Bank, NJ
1998-11-20 → 2005-06-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Red Bank, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-04-06
S63	Uniform Securities Agent State Law Examination	1986-01-21

S65 Uniform Investment Adviser Law Examination

1994-04-06
S63 Uniform Securities Agent State Law Examination

1986-01-21

Other Names

John William Heavy

View on SEC IAPD