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David Taylor Pointer

Waters, Parkerson & Co., LLC

New Orleans, LA

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Current Employers
Waters, Parkerson & Co., Llc

601 Poydras Street Suite 2210, New Orleans, LA 70130-6013 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2003-12-05
TX RA APPROVED_RES 1991-05-14
  • LA RA
    APPROVED
    Since 2003-12-05
  • TX RA
    APPROVED_RES
    Since 1991-05-14

Branch Locations

228 St. Charles Avenue Suite #512, New Orleans, LA 70130-2682 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waters, Parkerson & Co., Inc. New Orleans LA 01/1982 Present
  • 01/1982 → Present
    Waters, Parkerson & Co., Inc.
    New Orleans, LA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-23
S63 Uniform Securities Agent State Law Examination 1990-11-16
  • S65 Uniform Investment Adviser Law Examination
    2016-06-23
  • S63 Uniform Securities Agent State Law Examination
    1990-11-16

View on SEC IAPD

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