William Joseph Newman

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2007-09-13

CT RA
APPROVED

Since 2007-09-13

Branch Locations

1 Northwestern Blvd, Albany, NY 12211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life	Milwaukee	WI	07/1982	Present
Nml Equities Inc.	Milwaukee	WI	09/1983	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	05/2007	Present

07/1982 → Present

Northwestern Mutual Life

Milwaukee, WI
09/1983 → Present

Nml Equities Inc.

Milwaukee, WI
05/2007 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, NEWMAN ADVISORS, BUSINESS RELATED COACHING, START DATE: MAY 25, 2018, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, COACH OTHER FR'S, STAFF AND MANAGING DIRECTORS. NON-INVESTMENT RELATED.. 3. 34% OWNER, COUSINS DEVELOPMENT LLC, INVESTMENT PROPERTY, START DATE: 9/1/2014, HOURS PER MONTH: 0-5, NOT INVOLVED IN DAY TO DAY OPERATIONS. 4. BOARD MEMBER, UALBANY FOUNDATION, 1400 WASHINGTON AVENUE, ALBANY, , NEW YORK, 12222, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 08/21/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER,DONATE 10K ANNUALLY, ATTEND BOARD MEETINGS,SERVE ON SUB COMMITTES IF ASKED,ATTEND UNIVERSITY EVENTS 5. 100% OWNER, JMLA GROUP LLC , MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 07/06/2021, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, LEGAL ENTITY CREATED FOR THE PURPOSES OF MANAGING MD RELATED ACTIVITIES. 6. WNER, MNM CONSULTING GROUP, LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 8/1/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 7. OWNER, BIO-RESTORATIVE IDEAS LLC, ANTIGUA CENTRAL EUREKA CARR, HORMIGUEROS, , PUERTO RICO, 00660, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 05/10/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-27
S63	Uniform Securities Agent State Law Examination	1987-01-03

S65 Uniform Investment Adviser Law Examination

1999-12-27
S63 Uniform Securities Agent State Law Examination

1987-01-03

Designations

Other Names

Bill Newman
Billy Newman

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