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Robert Patrick Mccabe

Cetera Investment Advisers LLC

Arlington, VA

CRD 1044565

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-03-21
  • VA RA
    APPROVED
    Since 2024-03-21

Branch Locations

Arlington, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mccabe Investment Advisory Arlington VA 02/1996 Present
Cetera Advisors Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 02/1996 → Present
    Mccabe Investment Advisory
    Arlington, VA
  • 01/2013 → Present
    Cetera Advisors Llc
    El Segundo, CA
  • 03/2024 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 1995-10-05 → 2005-12-31
    Mccabe Investment Advisory
    Arlington, VA
Other Businesses

1. MCCABE INVESTMENT ADVISORY, SAME AS OFFICE ADDRESS, FIXED INSURANCE AND FINANCIAL SERVICES, OWNER, 40HR+/WK, COMMISSIONS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-07
S63 Uniform Securities Agent State Law Examination 1982-09-02
  • S65 Uniform Investment Adviser Law Examination
    1994-02-07
  • S63 Uniform Securities Agent State Law Examination
    1982-09-02
Other Names
  • Bob Mccabe

View on SEC IAPD

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